NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : INSPECTION Download Ref.No.: NSE/INSP/32457

Date : May 27, 2016

Circular Ref.No.: 278/2016

To All Trading Members and Clearing Members Sub: Reminder for Submission of Risk Based Supervision Data for the FY 2015-16. This has reference to our circular Ref. No 273 (download reference no. NSE/INSP/32124) dated 31st March, 2016, circular Ref. No. 276 (download reference no. NSE/INSP/32298) dated 2nd May, 2016 and circular Ref. No. 277 (download reference no. NSE/INSP/32381) dated 13th May, 2016 requiring all the members to collate data/details required for the risk assessment template and submit the same for the FY 2015-16 (i.e. from April 01, 2015 to March 31, 2016) on or before May 31, 2016 The submission of RBS data is mandatory for all active Members of the Exchange (i.e. those who have executed/cleared even a single trade during the aforementioned period). It is once again re-iterated that the submission is to be made electronically through ENIT only and no physical copies need to be submitted to the Exchange. All Members are advised to ensure that the submission is made positively by the due date to avoid any penal charges/disciplinary action as prescribed by Exchange Circular NSE/INSP/31996 dated March 17, 2016. In case of any clarifications, Members may contact our below offices: CENTRE CONTACT NO. E MAIL ID 079-49008632 [email protected] Ahmedabad 044-28479915 / 17 [email protected] Chennai Delhi

011-23459127 / 38 / 46

[email protected]

Kolkata

033-40400411 / 406

Inspection_ [email protected]

Mumbai

022-25045224 / 227

[email protected]

For and on behalf of National Stock Exchange of India Limited Dr. Dinesh Kumar Soni Head-Inspection Telephone No 1800 2200 51

Fax No 022-26598194

Email id [email protected]

NSE/INSP/32457 Date : May 27, 2016 Circular R

May 27, 2016 - template and submit the same for the FY 2015-16 (i.e. from April 01, 2015 to ... Head-Inspection. Telephone No. Fax No. Email id. 1800 2200 51.
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