NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : LISTING Download Ref.No.: NSE/CML/29457

Date : April 15, 2015

Circular Ref.No.: 396/2015

To All Members Sub : Listing of units of existing plan issued by HSBC Asset Management (India) Private Limited (HSBC Fixed Term Series 105), HSBC Asset Management (India) Private Limited (HSBC Fixed Term Series 107), HDFC Asset Management Company Limited (HDFC FMP 390D March 2014 (1) Series 29), HDFC Asset Management Company Limited (HDFC FMP 384D March 2014 (1) Series 29), HDFC Asset Management Company Limited (HDFC FMP 377D March 2014 (1) Series 31), UTI Asset Management Company Limited (UTI-Fixed Term Income Fund Series XVIII Plan V), ICICI Prudential Asset Management Company Limited (ICICI Prudential Fixed Maturity Plan Series 73-368 Days Plan R), Sundaram Asset Management Company Limited (Sundaram Fixed Term Plan Series FA) – FMP Rollover In pursuance of Regulation 3.1.1 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the list of securities further admitted to dealings on the National Stock Exchange (Capital Market segment) with effect from April 16, 2015 and the designated security codes thereof shall be as specified in Annexure. In pursuance of Regulation 2.5.5 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the respective lot sizes in respect of securities above shall be as specified in Annexure. For the purpose of trading on the system, the security shall be identified only by its designated codes and trading in such securities shall be in such lot sizes as specified in Annexure. This circular shall be effective from April 16, 2015. For and on behalf of National Stock Exchange of India Limited

Radhika Ropalekar Manager

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 1 of 13

Telephone No +91-22-26598235/36, 8346

Fax No +91-22-26598237/38

Email id [email protected]

Annexure

1. HSBC Asset Management (India) Private Limited Name of Scheme

HSBC Fixed Term Series 105

Symbol

F105D

F105G

H105G

Security Description

Units of Rs. 10/- each of HSBC Mutual Fund HSBC Fixed Term Series 105 - Regular Plan - Dividend Payout Option

Units of Rs. 10/- each of HSBC Mutual Fund HSBC Fixed Term Series 105 - Regular Plan - Growth Option

Units of Rs. 10/- each of HSBC Mutual Fund - HSBC Fixed Term Series 105 - Direct Plan - Growth Option

ISIN

INF336L01KF4

INF336L01KG2

INF336L01KE7

No of Units

5000

56457813

110000

Scheme Type

Close Ended

Series

MF

Date of Redemption

April 11, 2017

Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: Trustee-HSBC Mutual Fund 16, V.N Road, Fort, Mumbai – 400001. Tel: 6614 5009 Fax: 4002 9600

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 2 of 13

Address of the Asset Management Company: HSBC Asset Management (India) Private Limited 3rd Floor,Mercantile Bank Chamber, 16,V. N. Road, Fort, Mumbai – 400001. Tel: 66145075 Fax: 40023830 Contact Person: Rheitu Bansal Website: www.assetmanagement.hsbc.com/in Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Pvt Ltd Unit : HSBC Mutual Fund, 514A, Sathy Main Road, Lakshmipuram, Coimbatore – 641006. Tel: 3072716 Fax: 3918305 Contact Person: Muruganantham N Website: www.camsonline.com Email: [email protected] 2. HSBC Asset Management (India) Private Limited Name of Scheme

HSBC Fixed Term Series 107

Symbol

F107D

F107G

H107G

Security Description

Units of Rs. 10/- each of HSBC Mutual Fund HSBC Fixed Term Series 107 - Regular Plan - Dividend Payout Option

Units of Rs. 10/- each of HSBC Mutual Fund - HSBC Fixed Term Series 107 - Regular Plan - Growth Option

Units of Rs. 10/- each of HSBC Mutual Fund - HSBC Fixed Term Series 107 - Direct Plan - Growth Option

ISIN

INF336L01KM0

INF336L01KN8

INF336L01KL2

No of Units

66004

32143594

19000

Scheme Type

Close Ended

Series

MF

Date of Redemption

April 11, 2017

Face Value per unit

Rs.10/-

Paid Up

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 3 of 13

Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: Trustee-HSBC Mutual Fund 16, V.N Road, Fort, Mumbai – 400001. Tel: 6614 5009 Fax: 4002 9600 Address of the Asset Management Company: HSBC Asset Management (India) Private Limited 3rd Floor,Mercantile Bank Chamber, 16,V. N. Road, Fort, Mumbai – 400001. Tel: 66145075 Fax: 40023830 Contact Person: Rheitu Bansal Website: www.assetmanagement.hsbc.com/in Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Pvt Ltd Unit : HSBC Mutual Fund, 514A, Sathy Main Road, Lakshmipuram, Coimbatore – 641006. Tel: 3072716 Fax: 3918305 Contact Person: Muruganantham N Website: www.camsonline.com Email: [email protected] 3. HDFC Asset Management Company Limited Name of HDFC FMP 390D March 2014 (1) Series 29 Scheme Symbol

H39029MD H39029MD H39029MD H39029MR H39029MR H39029MR G1 D1 F1 G1 D1 F1 Units of Rs. Units of Rs. Units of Rs. 10/- each of Units of Rs. 10/- each of 10/- each of HDFC 10/- each of HDFC HDFC Mutual HDFC Mutual

Units of Rs. 10/- each of Units of Rs. HDFC 10/- each of Mutual HDFC Fund -

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 4 of 13

Mutual Fund Security HDFC Descripti FMP 390D on March 2014 (1) Series 29 Direct Plan - Growth Option

Fund HDFC FMP 390D March 2014 (1) Series 29 Direct Plan - Normal Dividend Payout Option

Mutual Fund HDFC FMP 390D March 2014 (1) Series 29 Direct Plan - Flexi Option

Fund HDFC FMP 390D March 2014 (1) Series 29 Regular Plan Growth Option

HDFC FMP 390D March 2014 (1) Series 29 Regular Plan Normal Dividend Payout Option

Mutual Fund HDFC FMP 390D March 2014 (1) Series 29 Regular Plan - Flexi Option

ISIN

INF179KA INF179KA INF179KA INF179KA INF179KA INF179KA 13P5 14P3 12P7 17P6 10P1 16P8

No of Units

13720188

Scheme Type

Close Ended

Series

MF

500

2500

47696409

300000

10000

Date of Redempt May 16, 2017 ion Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: HDFC Trustee Company Limited HUL House, 2nd floor, H.T.Parekh Marg,165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Address of the Asset Management Company: HDFC Asset Management Company Limited HUL House, 2nd floor,

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 5 of 13

H. T. Parekh Marg, 165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Contact Person: Mr Dinesh Bhakade Website: www.hdfcfund.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Rayala Towers, Fifth Floor, 158, Anna Salai, Chennai – 600002. Tel: 30212797 Fax: 42032952 Contact Person: Mr. S. Prem Kumar Email: [email protected] 4. HDFC Asset Management Company Limited Name of Scheme

HDFC FMP 384D March 2014 (1) Series 29

Symbol

H38429MDG1

H38429MDF1

H38429MRG1

H38429MRD1

Security Description

Units of Rs. 10/each of HDFC Mutual Fund HDFC FMP 384D March 2014 (1) Series 29 - Direct Plan Growth Option

Units of Rs. 10/each of HDFC Mutual Fund HDFC FMP 384D March 2014 (1) Series 29 - Direct Plan Flexi Option

Units of Rs. 10/each of HDFC Mutual Fund HDFC FMP 384D March 2014 (1) Series 29 - Regular Plan - Growth Option

Units of Rs. 10/each of HDFC Mutual Fund HDFC FMP 384D March 2014 (1) Series 29 - Regular Plan - Normal Dividend Payout Option

ISIN

INF179KA11Q7

INF179KA10Q9

INF179KA15Q8

INF179KA18P4

No of Units

12800393

650000

31709369

10000

Scheme Type

Close Ended

Series

MF

Date of May 16, 2017 Redemption Face Value per unit

Rs.10/-

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 6 of 13

Paid Up Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: HDFC Trustee Company Limited HUL House, 2nd floor, H.T.Parekh Marg,165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Address of the Asset Management Company: HDFC Asset Management Company Limited HUL House, 2nd floor, H. T. Parekh Marg, 165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Contact Person: Mr Dinesh Bhakade Website: www.hdfcfund.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Rayala Towers, Fifth Floor, 158, Anna Salai, Chennai – 600002. Tel: 30212797 Fax: 42032952 Contact Person: Mr. S. Prem Kumar Email: [email protected] 5. HDFC Asset Management Company Limited Name of Scheme

HDFC FMP 377D March 2014 (1) Series 31

Symbol

H37731MDG1

H37731MRG1

H37731MRD1

H37731MRF1

Units of Rs. 10/-

Units of Rs. 10/-

Units of Rs. 10/each of HDFC

Units of Rs. 10/-

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 7 of 13

each of HDFC Mutual Fund HDFC FMP 377D March 2014 (1) Series 31 - Direct Plan Growth Option

each of HDFC Mutual Fund HDFC FMP 377D March 2014 (1) Series 31 - Regular Plan - Growth Option

ISIN

INF179KA17R2

INF179KA11S3

INF179KA14R9

INF179KA10S5

No of Units

58300612

50414232

2000

17500

Scheme Type

Close Ended

Series

MF

Security Description

Mutual Fund HDFC FMP 377D March 2014 (1) Series 31 Regular Plan Normal Dividend Payout Option

each of HDFC Mutual Fund HDFC FMP 377D March 2014 (1) Series 31 - Regular Plan - Flexi Option

Date of May 16, 2017 Redemption Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: HDFC Trustee Company Limited HUL House, 2nd floor, H.T.Parekh Marg,165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Address of the Asset Management Company: HDFC Asset Management Company Limited HUL House, 2nd floor, H. T. Parekh Marg, 165-166, Backbay Reclamation, Churchgate, Mumbai – 400020. Tel: 66316333 Fax: 66580203 Contact Person: Mr Dinesh Bhakade Website: www.hdfcfund.com Email: [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 8 of 13

Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Rayala Towers, Fifth Floor, 158, Anna Salai, Chennai – 600002. Tel: 30212797 Fax: 42032952 Contact Person: Mr. S. Prem Kumar Email: [email protected] 6. UTI Asset Management Company Limited Name of Schem e

UTI-Fixed Term Income Fund Series XVIII Plan V

Symbol

UTRDAP UTRDAR UTRDG 18P5 18P5 R18P5

UTRDQP UTRLAP 18P5 18P5

UTRLGR UTRLQP 18P5 18P5

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Securit Income y Fund Descrip Series tion XVIII Plan V Direct Plan Annual Dividend Payout Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Direct Plan Annual Dividend Reinvest ment Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Direct Plan Growth Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Direct Plan Quarterly Dividend Payout Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Regular Plan Annual Dividend Payout Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Regular Plan Growth Option

Units of Rs. 10/each of UTI Mutual Fund UTI-Fixe d Term Income Fund Series XVIII Plan V Regular Plan Quarterly Dividend Payout Option

ISIN

INF789F B1LU0

INF789F B1LV8

INF789F B1LZ9

INF789F B1LS4

INF789F B1LM7

INF789F B1LR6

INF789F B1LK1

No of Units

20000

53331

41844271 1500

6844

67603593 10000

Schem e Type

Close Ended

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 9 of 13

Series

MF

Date of Redem April 13, 2017 ption Face Value Rs.10/per unit Paid Up Rs.10/Value per unit Market 1 Lot

Address of the Trustee: UTI Trustee Company Private Limited UTI Tower, 'GN' Block, Bandra - Kurla Complex, Bandra (East), Mumbai – 400051. Tel: 66786736 Fax: 26522226 Address of the Asset Management Company: UTI Asset Management Company Limited UTI Mutual Fund, UTI Tower, 'GN Block', Bandra Kurla Complex, Bandra East, Mumbai – 400051. Tel: 66786736 Fax: 26522226 Contact Person: Ms. Madhavi Dicholkar Website: www.utimf.com Email: [email protected] Address of the Registrar and Share Transfer Agent: M/s Karvy Computershare Private Limited Karvy Computershare Pvt. Ltd., Karvy Registry House, No. 8-2-596, Street No. 1, Banjara Hills, Hyderabad – 500034. Tel: 23312454 Fax: 23311968 Contact Person: Mr. R. V. Subrahmanyam Website: www.karvymfs.com

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 10 of 13

Email: [email protected] 7. ICICI Prudential Asset Management Company Limited Name of Scheme

ICICI Prudential Fixed Maturity Plan Series 73-368 Days Plan R

Symbol

IPRU-2345

IPRU-8545

Security Description

Units of Rs. 10/- each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73-368 Days Plan R - Regular Plan - Cumulative Option

Units of Rs. 10/- each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73-368 Days Plan R - Direct Plan - Cumulative Option

ISIN

INF109KB1599

INF109KB1615

No of Units

10375003

3373000

Scheme Type Close Ended Series

MF

Date of Redemption

April 18, 2017

Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Market Lot

1

Address of the Trustee: ICICI Prudential Trust Limited 12th Floor, Narain Manzil,23, Barakhamba Road, New Delhi – 110001. Tel: 42090579 Fax: 26868306 Address of the Asset Management Company: ICICI Prudential Asset Management Company Limited 12th Floor, Narain Manzil,23, Barakhamba Road, New Delhi – 110001. Tel: 42090579 Fax: 26868306 Contact Person: Rakesh Shetty Website: www.icicipruamc.com

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 11 of 13

Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Spencer Plaza, Phase II, S49A, 172, Anna Salai, Chennai – 600002. Tel: 39115645 Fax: 28283619 Contact Person: Mr. K.M.Narayanan Website: www.camsonline.com Email: [email protected] 8. Sundaram Asset Management Company Limited Name of Scheme

Sundaram Fixed Term Plan Series FA

Symbol

RLFARG

RLFADG

Security Description

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan Series FA - Regular Plan - Growth Option

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan Series FA - Direct Plan Growth Option

ISIN

INF903J010M2

INF903J013M6

No of Units

1123792

393850

Scheme Type

Close Ended

Series

MF

Date of Redemption

March 13, 2017

Face Value per unit

Rs.10/-

Paid Up Value Rs.10/per unit Market Lot

1

Address of the Trustee: Sundaram Trustee Company Limited No.21, Patullos Road, Chennai – 600002. Tel: 28569863 Fax: 28583156 Address of the Asset Management Company: Sundaram Asset Management Company Limited Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 12 of 13

Sundaram Towers, II Floor, 46, Whites Road, Chennai – 600002. Tel: 28583362 Fax: 28583156 Contact Person: Mr. S. Srinivas Prashanth Website: www.sundarammutual.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Sundaram BNP Paribas Fund Services Limited RR Towers, 2, Third Floor, Thiru Vi Ka Industrial Estate, Guindy, Chennai – 600032. Tel: 22504707 Fax: 22501379 Contact Person: Ms. Lalitha Swamy Email: [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 13 of 13

national stock exchange of india limited - NSE

Apr 15, 2015 - Asset Management Company Limited (UTI-Fixed Term Income Fund Series XVIII ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

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