Asymptotic properties of subgroups of Thompson’s group F

Murray Elder Stevens Inst of Tech, NJ http://melder.us Joint work with Jennifer Taback and Sean Cleary CIRM Marseille March 1 2007

Prelude: Catalan numbers Let Cn be the number of rooted binary trees made up of n carets:

Prelude: Catalan numbers C0 = 1, C1 = 1, C2 = 2

Prelude: Catalan numbers Cn+1 = C0Cn + C1Cn−1 + . . . + CnC0

Prelude: Catalan numbers You can also derive the formula 

 2n n

(2n)! = Cn = n+1 (n + 1)!n! and this is approx 4n.

Prelude: Catalan numbers Later on we will need to compute: Cn−k n→∞ Cn lim

for k constant

Prelude: Catalan numbers and Cm n→∞ Cn lim

where m < 1. n→∞ n lim

Prelude: Catalan numbers These are a fun exercise, but I’ll tell you the answers: Lemma 1: Cn−k ∼ 4−k n→∞ Cn lim

Lemma 2: Cm lim =0 n→∞ Cn

Asymptotic subgroups Suppose you have a group, with elements represented by some words or objects (not necessarily uniquely), sitting in a big bucket.

Asymptotic subgroups Then pick k of these elements at random, and work out what subgroup they generate. For a given group G, what is the chance the subgroup you get is space space space space

free? the trivial group? G itself? quasi-isometrically embedded?

Asymptotic subgroups If G is a free group, then the game is not so interesting since all finitely generated subgroups of free groups are free.

Asymptotic subgroups It turns out that this game is played in group-based cryptography. The most popular groups in this area are the braid groups. But it turns out, with high probability (or generically) you always get a free subgroup. And this is not good for cryptosystems. Apparently you want to play it so that its very hard to figure out exactly what subgroup you are dealing with.

Asymptotic subgroups To make precise what we mean by generic, we use the notion of asymptotic density. Suppose you have a set of objects, and each has some size n.

If A is a subset of objects that you are interested in, then define the density of A in the whole set to be

|A ∩ S(n)| . lim sup n→∞ |S(n)|

Asymptotic subgroups Suppose G is a group with some generating set G. Choose k words in G at random and work out the subgroup they generate as group elements. Let H be a subgroup. If the set of k-generated subgroups chosen that are isomorphic to H has density one, we say H is a generic subgroup. If it is zero then H is negligible, and if it is non-zero we say H is asymptotically visible.

Asymptotic subgroups Define the subgroup spectrum Speck (G) to be the set of all k-generated subgroups of G that are asymptotically visible. For free groups and braid groups, the spectrum just contains free groups, so is perhaps not so interesting. Is there a group whose spectrum is more exciting that these?

F Richard Thompson’s group F is (in)famous in group theory for having some weird properties. Wikipedia says it is also called the vagabond group and the chameleon group. I’m not so sure why. One of its many vagabond properties is that it has no free subgroups, except for Z. So its a good one to try.

F F has several incarnations.

Take two unit intervals and cut them in half.

Take two unit intervals and cut them in half.

1/2

1/2

Then pick a smaller interval in each and cut those in half.

1/2

1/4

1/2

3/4

Then pick a smaller interval in each and cut those in half.

1/2

1/4

1/2

3/4

Then pick a smaller interval in each and cut those in half.

3/4

1/2

1/4

1/2

And make a piecewise linear map

3/4

1/2

1/4

1/2

And make a piecewise linear map

3/4

1/2

1/4

1/2

And make a piecewise linear map

3/4

1/2

1/4

1/2

And make a piecewise linear map

3/4

1/2

1/4

1/2

F F is the set of these maps with dyadic rational break-points and slopes powers of 2. It forms a group with the operation of map composition. To compose maps, break each up into smaller subintervals so that the Range of the first matches the Domain of the second.

7/8 3/4

3/4

1/2

1/2

1/2 5/8 3/4

1/4

1/2

7/8 3/4

3/4 5/8

1/2

1/2

1/2 5/8 3/4

1/4

1/2

7/8 3/4

3/4 5/8

1/2

1/2

1/2 5/8 3/4

1/4 3/8 1/2

7/8 3/4

3/4 5/8

1/2

1/2

1/2 5/8 3/4

1/4 3/8 1/2

7/8 3/4

3/4 5/8

1/2

1/2

1/2 5/8 3/4

1/4 3/8 1/2

7/8 3/4

1/2

1/4 3/8 1/2

7/8 3/4

1/2

1/4 3/8 1/2

7/8 3/4

1/2

1/4 3/8 1/2

7/8 3/4

1/2

1/4 3/8 1/2

F Note that we can add as many extra break-points as we like and not change the map. Note that the inverse of a map is obtained by switching the Domain and Range.

F Another incarnation is in terms of binary trees. Each map is defined by its two subdivisions of [0, 1] with dyadic break-points. We can represent the Domain and Range subdivisions by two rooted binary trees with the same number of carets.

F For example, this tree pair gives the subdivisions:

3/4

1/2

1/4

1/2

F For example, this tree pair gives the subdivisions:

3/4

1/2

1/4

1/2

F For example, this tree pair gives the subdivisions:

3/4

1/2

1/4

1/2

F And this tree pair gives the subdivisions:

7/8 3/4

1/2

1/2 5/8 3/4

F And this tree pair gives the subdivisions:

7/8 3/4

1/2

1/2 5/8 3/4

F And this tree pair gives the subdivisions:

7/8 3/4

1/2

1/2 5/8 3/4

F And this tree pair gives the subdivisions:

7/8 3/4

1/2

1/2 5/8 3/4

F The identity is presented by

In fact any two identical trees will do.

F Here is how we compose tree pairs. It is the same as composing maps. Subdivide the tree pairs(=maps) so the Range of the first matches the Domain of the second.

F

F

F

F

F

F

F So these trees are very easy to work with. The inverse of any element represented as a tree pair is just the tree pair reversed.

F Note that adding two identical copies of a tree at the same leaf (numbered from left to right) in each tree give the same map its just like adding redundant break-points. So each element is represented by a family of tree pairs obtained by adding carets to some minimal reduced pair.

F We can also drop the restriction that the trees in a pair must have the same number of carets. To see this we need to understand how tree pairs become group elements.

F Define x0 to be the element (tree pair) given by

F Define x1 to be the element (tree pair) given by

F Define x2 to be the element (tree pair) given by

F Define x3 to be the element (tree pair) given by

F For every i < n, the product xixnx−1 gives: i

F For every i < n, the product xixnx−1 gives: i

F For every i < n, the product xixnx−1 gives: i

F For every i < n, the product xixnx−1 gives: i

F For every i < n, the product xixnx−1 gives: i

F For every i < n, the product xixnx−1 gives: xn+1. i

F It turns out that these (infinitely many) elements and relations suffice to present F: hx0, x1, x2, . . . | x−1 i xnxi = xn+1 ∀i < ni −(n+1)

Since xn = xn+1 x1 x0 0

for every n ≥ 2 we get:

−1 hx0, x1 | [x0x−1 , x ], [x x 2 0 1 1 , x3 ]i

So F is in fact finitely presented.

F To go from a tree pair to a word in the infinite generators: For each leaf numbered k, count the number of left caret edges you can take without touching the right side.

−1 −2 x3 x x x1 0 5 2

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−2 −1 x3 x x x2 0 5 1

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−2 −1 x3 x x x2 0 5 1

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

0

3 4 5 1

2 6

2

4

7

0

1

7 5

3

−1 −2 x3 x x x1 0 5 2

6

See the last caret on the first (negative) tree. It makes no contribution. So we could remove it, or add more right carets, with no effect.

0 3 4 4 5 1

2 6 7

2

0

1

7 5

6

3

−1 −2 x3 x x x1 5 0 2

See the last caret on the first (negative) tree. It makes no contribution. So we could remove it, or add more right carets, with no effect.

0 3 4 4 5 1

6

2 0

2

1

7 5

6

3

−1 −2 x3 x x x1 5 0 2

See the last caret on the first (negative) tree. It makes no contribution. So we could remove it, or add more right carets, with no effect.

0 3 4

5 2

4 1

0 2

1

7 5

6

3

−1 −2 x3 x x x1 5 0 2

See the last caret on the first (negative) tree. It makes no contribution. So we could remove it, or add more right carets, with no effect.

0 3 4 4 5 1

2 6

2

3

0

1

7 5

6

7

−1 −2 x3 x x x1 5 0 2

F So we take the set of all non-empty tree pairs with any number of carets in each tree as our set. The sphere of radius n is the set of all tree pairs with a total of n carets.

Asymptotic density This is easy to count. There are Cn+1 trees with n + 1 carets. Take from these the trees with empty left side, and empty right side.

Asymptotic density This is easy to count. There are Cn+1 trees with n + 1 carets. Take from these the trees with empty left side, and empty right side.

Asymptotic density This is easy to count. There are Cn+1 trees with n + 1 carets. Take from these the trees with empty left side, and empty right side.

Asymptotic density This gives Cn+1 − 2Cn which equals 2

n−1 Cn . n+2

Asymptotic density Let B be a set of tree-pairs that interest you. Then the asymptotic density of B is lim sup n→∞

|B ∩ S(n)| n−1 C 2 n+2 n

.

Asymptotic density First, we should compute the density of all tree-pairs that represent a single element. We hope its zero, otherwise (since F is an infinite group and the sum of the densities must be 1) we would be biased to particular elements.

Density of a single element Each element of F has a unique minimal reduced tree pair representative. Any other tree pair for it is obtained by adding identical trees to matching leaves, and lastly by adding some right carets to one of pair. These are easy to count.

Density of a single element Start with a reduced tree-pair of 2k carets. You have n − 2k carets to play with. You could reserve some of them to add a long strand of right carets to one side. And you can use the rest to add identical subtrees to the same leaf of each tree. But to do this, you have to divide your spare leaves in half. You can only get in the order of Cn/2 different tree-pairs.

Density of a single element So taking the limit of this over Cn, we get 0 by Lemma 2: Cm =0 n→∞ Cn lim

So the contribution of any particular single element of F is negligible.

Subgroups So back to our starting question: If you pick k elements of a group at random, what subgroups will these elements generate?

Subgroups First we need to define the sphere of radius n in the set of all k-generated subgroups. Let T (p, n) be the number of ordered p-tuples of non-empty trees made up of a total of n carets. Then one can prove that T (p, n) =

p(n − 1)(n − 2) . . . (n − k + 1) Cn (n + 2)(n + 3) . . . (n + p)

Subgroups Note that for p = 2, this is just the number of ordered tree pairs computed above. For p = 2k, we have the number of ordered k-tuples of tree-pairs, and we can think of each pair as some element of F. You might say that it would be better to have unordered k-tuples of ordered pairs, but the formula is not as nice. So this is how we choose to represent k-generated subgroups of F.

Subgroups isomorphic to F Now lets compute the density of all 2-generated subgroups that are isomorphic to F, in the space of all 2-generated subgroups. Here’s the trick. F is generated by x0 and x1. Lay out 4 root carets. On the right leaf of each, place the left and right trees of x0 and x1. Make them the same size (3 carets each).

Subgroups isomorphic to F

Subgroups isomorphic to F

Subgroups isomorphic to F

Subgroups isomorphic to F

A

Subgroups isomorphic to F Now when you multiply these together, on the left you get elements of F, and on the right, some number of A subtrees.

Subgroups isomorphic to F

A A A A

Subgroups isomorphic to F So these trees generate some subgroup of F × Z. It turns out that in fact, the subgroup it generated is isomorphic to F itself. This is because the number of As is exactly the exponent sum of x0s in the left side. The number of such 4-tuples of trees with n carets is Cn−16, since you need 16 carets to set it up and A can use the remaining carets in any way.

Subgroups isomorphic to F So we can compute the density to be approx Cn−16 ∼ 4−16 > 0 lim sup Cn So F is asymptotically visible.

Subgroups isomorphic to any subgroup H The same argument works for any non-trivial subgroup H. See our preprint for details. So we get: Theorem: Speck (F ) is the set of every non-trivial m-generated subgroup of F with m ≤ k, with respect to the chosen measure on k-generated subgroups.

References Borovik, Miasnikov, Shpilrain Measuring sets in infinite groups Contemporary Mathematics 298 (2002) Cannon, Floyd, Parry Notes on Richard Thompson’s groups F and T Enseign Math 1996 Cleary, Taback Combinatorial properties of Thompson’s group F Trans AMS 2003 Woodruff Statistical properties of Thompson’s group and random pseudomanifolds BYU Thesis 2005

Asymptotic properties of subgroups of Thompson's group F Murray ...

Mar 1, 2007 - It turns out that this game is played in group-based cryptography. The most popular groups in this area are the braid groups. But it turns out, with high probability (or generically) you always get a free subgroup. And this is not good for cryptosystems. Apparently you want to play it so that its very hard to figure ...

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