A QUASILINEAR ELLIPTIC PROBLEM INVOLVING CRITICAL SOBOLEV EXPONENTS FRANCESCA FARACI AND CSABA FARKAS

Abstract. In the present paper we deal with a quasilinear elliptic equation involving a critical nonlinearity and a lower order perturbation. Under very general assumptions on the perturbation we prove the existence of a solution. The approach is based on the direct methods of calculus of variations.

Mathematics Subject Classification (2010): 35J20, 35J92. Key words and phrases: quasilinear elliptic equation, critical Sobolev exponent, local minimum. 1. Introduction and preliminaries In the present paper we consider the following quasilinear elliptic equation  ∗ −∆p u = |u|p −2 u + g(u), in Ω u = 0, on ∂Ω

(P)

where Ω is a bounded domain of RN with smooth boundary ∂Ω, 1 < p < N , ∆p is the p-Laplacian operator, i.e, ∆p u = div(|∇u|p−2 ∇u), g : R → R is a continuous subcritical is the critical Sobolev exponent. function, and p∗ = NpN −p The main obstacle in dealing with existence and multiplicity results for quasilinear problems with critical nonlinearity is represented by the lack of compactness of the embed∗ ding W0R1,p (Ω) ,→ Lp (Ω). Thus, if we denote by G the primitive of the function g i.e, t G(t) = 0 g(s)ds, the energy functional associated to the problem Z Z Z 1 1 p p∗ E (u) = |∇u| − ∗ |u| − G(u), p p Ω





W01,p (Ω) 1

and does not satisfy the well is not sequentially weakly lower semicontinuous in known Palais Smale condition. However, E is of class C in W01,p (Ω) and its critical points turn out to be the weak solutions of problem (P). Since the pioneering work of Brezis and Nirenberg ([3]) lots of attentions have been paid to such problems. In [3] the authors studied the case when g(u) = λ|u|p−2 u and p = 2 and proved that if λ1 is the first eigenvalue for −∆ with Dirichlet boundary conditions, then, if N ≥ 4 for every λ ∈ (0, λ1 ) there exists a positive solution, if N = 3 and Ω is a ball, then, a solution exists if and only if λ ∈ ( λ41 , λ1 ). The proof is based on a local Palais Smale condition and, accordingly, on the construction of minimax levels for E in suitable intervals. This result was improved by Zou in [22] for quasilinear problem, i.e. when p 6= 2 via suitable constrained minimization arguments. Namely, he proved that when N ≥ N (p) (N (p) being the critical dimension, i.e., N (p) = [p2 ] − [[p2 ] − p2 ]), then, problem (P) has a positive solution if and only if λ ∈ (0, λ1 ) (λ1 being the first eigenvalue for −∆p with Dirichlet boundary conditions). When N < N (p), and Ω is a ball, then 1

2

FRANCESCA FARACI AND CSABA FARKAS

(P) has no solution if λ ≥ λ1 , has a solution for λ ∈ (λ∗ , λ1 ), no solution for λ ∈ (0, λ∗ ) (for convenient 0 < λ∗ ≤ λ∗ < λ1 ). Further improvement of [3] can be found in [7, 8] where Garcia Azorero and Peral Alonso proved the existence of a nontrivial solution for (P) when g(u) = λ|u|q−2 u also for p < q < p∗ . If p2 > N a solution exists for all λ > λ0 (for a convenient λ0 > 0), if p2 ≤ N for all λ > 0. In these works the proof of the local Palais Smale condition relies on the well known Concentration Compactness principle (in short CC principle) established by P.L. Lions in [13]. Indeed the CC principle is one of the most extensively used tools in the case of lack of compactness and allows to prove the existence of a minimum for E as weak limit of a minimizing sequence. This technique matches well with the Mountain Pass Theorem and two solutions can be obtained. In this connection we mention the result of Chabrowski ([4]) where the author applies the CC principle to a non-homogeneous problem with nonconstant coefficients, i.e. when g(u) = g(x, u) = λ|u|q−2 u + f (x), with ∗ 0 f ∈ L(p ) . If p ≤ q < p∗ the existence of one solution is proved for every λ > 0 provided the norm of f is small. If q < p the existence is ensured for λ big enough or when the domain has small measure. Then the existence of a second solution is obtained for q > p and λ big enough. A different approach to the problem can be found in [2] where linking techniques are employed to study existence results for a general lower order perturbation which is neither homogeneous nor positive. More precisely, the authors require E to have a mountain pass geometry or a linking structure with or without resonance, i.e. to satisfy one of the following conditions 0 ≤ lim+ s→0

G(s) λ1 < , p s p

lim+

s→0

λ1 G(s) = , p s p

lim+

s→0

λ1 G(s) > . p s p

In the present work we propose an alternative method to those presented above by employing the direct methods of calculus of variations. Indeed, the energy functional E is locally sequentially weakly lower semicontinuous, and with direct, simple arguments we can prove that E has a local minimum, which turns out to be a solution of (P). Notice that semicontinuity arguments together with a Mountain Pass geometry has been exploited by Squassina in [15] for a multiplicity result when g(u) = g(x, u) = λ|u|q−2 u + εh(x), p < q < p∗ , λ is large and ε small. The novelty of our result can be found in the generality of the assumptions on the lower order term g. Namely, we require a suitable algebraic inequality involving the growth of g, i.e. an easy to test condition to prove an existence and localization result for solutions of (P). This allows us to consider a wide class of applications (not only combinations of power terms, see Section 3 for examples). It is clear that also in our case, if g is a pure power term or satisfies the well known Ambrosetti Rabinowitz condition, then, in a standard way, it is possible to apply a suitable version of the Mountain Pass Theorem and to prove the existence of a second solution. This is not the aim of our paper. For the sake of clarity we introduce first some useful notations. We endow the Sobolev 1 R space W01,p (Ω) with the classical norm kuk = Ω |∇u|p p and the Lebesgue space Lq (Ω) 1 R (1 ≤ q ≤ p∗ ) with the norm kukq = Ω |u|q q .

ON A QUASILINEAR PROBLEM

3 ∗

Denote by κp∗ the inverse of the Sobolev embedding constant of W01,p (Ω) ,→ Lp (Ω), i.e. (κp∗ )−1 =

kuk . (Ω),u6=0 kukp∗

inf 1,p

u∈W0

We recall that (κp∗ )−p = N



N −p p−1

    Γ Np Γ N + 1 −  Γ(N + 1)

p−1

N p



ωN −1

 Np (1.1)



(see [17]) and that the infimum is not achieved. Put also |Ω| the Lebesgue measure of Ω. Assume that g : R → R is a continuous function satisfying the following growth condition: (g) there exist 1 < r < p ≤ q < p∗ , and non negative constants ci , i = 1, 2, 3 such that |g(u)| ≤ c1 |u|q−1 + c2 |u|r−1 + c3 for all u ∈ R. Define also the function Λ : [0, +∞[→ R by ∗

Λ(ρ) = κpp∗ ρp

∗ −1

+ c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 + c3 κp∗ |Ω|

p∗ −1 p∗

.

Our first existence result reads as follows: Theorem 1.1. Assume that there exists 0 < ρ <

! p∗1−p

p∗

such that



2p∗ +p−2 pκpp∗

(Λ) Λ(ρ) < ρp−1 . Then, problem (P) has a classical solution u∗ , with ku∗ k < ρ, which is a local minimum of E . The same kind of argument can be applied to a quasilinear problem involving both critical and singular terms of the following type:  ∗  −∆p u = up −1 + cus−1 + g(u), in Ω u > 0, in Ω (Q)  u = 0, on ∂Ω where 0 < s < 1, c > 0 and g : [0, +∞[→ [0, +∞[ is a continuous, non negative function. We assume that (˜ g) there exist 1 < r < p ≤ q < p∗ , and non negative constants ci , i = 1, 2 such that g(u) ≤ c1 uq−1 + c2 ur−1 for all u ≥ 0. ˜ : [0, +∞[→ R be the function defined as Let Λ ∗ ∗ ˜ Λ(ρ) = κpp∗ ρp −1 + cκsp∗ |Ω|

p∗ −s p∗

ρs−1 + c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 .

The energy functional associated to the above problem is F : W01,p (Ω) → R defined by Z Z Z Z 1 1 c p p∗ s F (u) = |∇u| − ∗ (u+ ) − (u+ ) − G(u+ ). p p s Ω







Our second existence theorem is Theorem 1.2. Assume that there exists 0 < ρ <

! p∗1−p

p∗ ∗

2p∗ +p−2 pκpp∗

such that

4

FRANCESCA FARACI AND CSABA FARKAS

˜ ˜ (Λ) Λ(ρ) < ρp−1 . Then, problem (Q) has a weak solution u∗ , with ku∗ k < ρ, which is a local minimum of F. Because of the generality of assumption (˜ g) we don’t expect to have a second solution, but, as pointed out above, for specific choices of g it is natural to have a second solution also in this case. In this connection we mention the paper by Wang, Zhao and Zhao ([20]) where an application of the CC principle together with the Mountain Pass Theorem leads to the existence of two solutions for problem (Q) when g = 0. 2. A quasilinear problem with critical nonlinearities We consider the following quasilinear problem  ∗ −∆p u = µ|u|p −2 u + g(u), in Ω u = 0, on ∂Ω

(Pµ )

depending on a positive parameter µ. A weak solution for (Pµ ) is a function u ∈ W01,p (Ω) such that Z Z Z p∗ −2 p−2 uv − g(u)v = 0 |∇u| ∇u∇v − µ |u| Ω





W01,p (Ω).

for any v ∈ A classical solution for (Pµ ) is a weak solution which is also C 1,α (Ω) for some positive α. Let us define Eµ : W01,p (Ω) → R by Z Z Z 1 µ p p∗ Eµ (u) = |∇u| − ∗ |u| − G(u). p p Ω





In our results it turns out to be crucial the local sequentially weakly lower semicontinuity of Eµ . Denote by Bρ (u) the closed ball centered at u of radius ρ. Lemma 2.1. For any u ∈ W01,p (Ω) the following holds: ! p∗1−p ∗ p 1 , the restriction (I) for every µ > 0 and for every 0 < ρ < ρ∗ ≡ ∗ µ 2p∗ +p−2 pκpp∗ of Eµ to Bρ (u) is sequentially weakly lower semicontinuous; p∗ 1 (II) for every ρ > 0 and for every 0 < µ < µ∗ ≡ p∗ −p p∗ +p−2 p∗ , the restriction of ρ 2 pκp∗ Eµ to Bρ (u) is sequentially weakly lower semicontinuous. Remark 2.1. Note that in [15] (see Theorem 3.1), the author proved that the energy is weakly lower semicontinuous on small balls, which is case (I) of the above Lemma. In fact, the proof of Lemma 2.1 works similarly. For sake of clarity we give here a proof. Proof. Fix u ∈ W01,p (Ω). Let us consider a sequence {un } ∈ W01,p (Ω) such that un * u in W01,p (Ω). Taking into account that, up to a subsequence we have for q < p∗ , un → u in Lq (Ω) and ∇un * ∇u in Lp (Ω). Therefore, It is sufficient to prove that the functional Z Z 1 µ ∗ p Lµ (u) = |∇u| − ∗ |u|p , p p Ω



ON A QUASILINEAR PROBLEM

5

is sequentially weakly lower semicontinuous on Bρ (u) for suitable ρ and µ, i.e.,   Z Z Z Z 1 µ 1 µ ∗ ∗ lim inf  |∇un |p − ∗ |un |p − |∇u|p + ∗ |u|p  ≥ 0. n→∞ p p p p Ω







For k ∈ N∗ , we consider the following two auxiliary functions Tk , Rk : R → R given by   −k, if s < −k s, if − k ≤ s ≤ k Tk (s) =  k, if s > k, and Rk = IdR − Tk , i.e.,   s + k, 0, Rk (s) =  s − k,

if s > −k if − k ≤ s ≤ k if s > k,

It is easy to see that for any v ∈ W01,p (Ω) Z Z Z 1 1 1 p p |∇v| = |∇Tk (v)| + |∇Rk (v)|p , p p p Ω





and for every k ≥ 1 it yields that   Z Z 1 1 lim inf  |∇Tk (un )|p − |∇Tk (u)|p  ≥ 0. n→∞ p p Ω

(2.1)



On the other hand by well know Br´ezis-Lieb Lemma (see [21], Lemma 1.32), one has Z

Z



p∗

|u|

|un | −

lim inf n→∞

p∗





Z

|un | −

= lim inf n→∞



Z = lim inf n→∞

Z

p∗



Z

|un − u| − Ω

|un − u|p .

p∗

p∗

Z

|u| + Ω

p∗



|un − u| Ω

(2.2)



One has, Z Z Z Z 1 µ 1 µ ∗ p p∗ p Lµ (un ) − Lµ (u) = |∇un | − ∗ |un | − |∇u| + ∗ |u|p p p p p Ω Ω Ω Ω     Z Z Z Z 1 1 µ µ ∗ ∗ = |∇un |p − |∇u|p  −  ∗ |un |p − ∗ |u|p  p p p p Ω Ω Ω Ω     Z Z Z Z 1 1 1 1 = |∇Tk (un )|p − |∇Tk (u)|p  +  |∇Rk (un )|p − |∇Rk (u)|p  p p p p Ω Ω Ω Ω Z  Z Z Z µ µ ∗ ∗ ∗ ∗ − ∗ |un |p − |un − u|p − |u|p − ∗ |un − u|p . p p Ω Ω Ω Ω

6

FRANCESCA FARACI AND CSABA FARKAS

Taking into account that Z Z ∗ p∗ |un − u| = |Tk (un ) − Tk (u) + Rk (un ) − Rk (u)|p Ω Ω Z Z ∗ p∗ −1 p∗ p∗ −1 ≤2 |Tk (un ) − Tk (u)| + 2 |Rk (un ) − Rk (u)|p , Ω Ω Z ∗ and lim |Tk (un ) − Tk (u)|p → 0 (because Ω is bounded and by Lebesgue dominated n→∞



convergence theorem), and using the super additivity of the lim inf, inequality (2.1) we get lim inf (Lµ (un ) − Lµ (u)) ≥ n→∞

 ≥ lim inf  n→∞

 1 p

Z

(|∇Rk (un )|p − |∇Rk (u)|p ) − 2p

∗ −1

µ p∗



Z

∗ |Rk (un ) − Rk (u)|p  .



Now, we have that kRk (un )kp − kRk (u)kp ≥

1 2p−1

kRk (un ) − Rk (u)kp − 2kRk (u)kp .

It is clear that when k → ∞ we have that kRk (u)kp → 0. Therefore, for k big enough lim inf (Lµ (un ) − Lµ (u)) ≥ n→∞



 Z 1 1 p p∗ −1 µ p∗ ≥ lim inf kRk (un ) − Rk (u)k − 2 |Rk (un ) − Rk (u)| n→∞ p 2p−1 p∗ Ω   1 1 p∗ p p∗ −1 µ p∗ ≥ lim inf kRk (un ) − Rk (u)k − 2 κ ∗ kRk (un ) − Rk (u)k n→∞ p 2p−1 p∗ p   1 p∗ −p p∗ −1 µ p∗ p −2 κ ∗ kRk (un ) − Rk (u)k ≥ 0, = lim inf kRk (un ) − Rk (u)k n→∞ p2p−1 p∗ p for ρ, µ as in the thesis.



Remark 2.2. In the case when p ≥ 2 we can give a simpler proof for the above lemma. Indeed, if we use the following inequality (see [12], Lemma 4.2): |b|p ≥ |a|p + ph|a|p−2 a, b − ai + 21−p |a − b|p for a, b ∈ RN , with the choices



b = ∇un a = ∇u

we get  Z  Z Z Z 1 1 1 p p p−2 1−p p |∇un | − |∇u| ≥ p h|∇u| ∇u, ∇(un − u)i + 2 |∇(un − u)| . p Ω p Ω p Ω Ω Using again (2.2) then the thesis follows in a similar way. The advantage of this proof comes from that we can avoid the auxiliary functions Tk and Rk and so the arbitrariness of Ω (one can obtain the weakly lower semicontinuity in unbounded domains). We will make use of the following regularity result:

ON A QUASILINEAR PROBLEM

7

Lemma 2.2. Let u ∈ W01,p (Ω) be a weak solution of (Pµ ). Then u is a classical solution of (Pµ ). Proof. The proof follows with mild modification as in [22], see also [5] and [19].



For any r > 0 denote Br = Br (0) = {u ∈ W01,p (Ω) : kuk ≤ r}, and define Jµ : W01,p (Ω) → R, by µ Jµ (u) = ∗ p

Z

p∗

Z

|u| +

G(u). Ω



We prove a more general version of Theorem 1.1, depending on a parameter. We follow an idea of [1], already exploited in [6] in the framework of Hammerstein integral equations. Theorem 2.1. Let g be a continuous function satisfying assumption (g). Consider for µ > 0 and ρ > 0, ∗

Λ(µ, ρ) ≡ µκpp∗ ρp

∗ −1

+ c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 + c3 κp∗ |Ω|

and assume that for some positive µ and ρ such that 1 p∗ ∗ µρp −p < p∗ +p−2 p∗ , 2 pκp∗

p∗ −1 p∗

(2.3)

the following inequality holds: (Λ) Λ(µ, ρ) < ρp−1 . Then, problem (Pµ ) has a classical solution u∗ with ku∗ k < ρ which is a local minimum for Eµ . Proof. For any µ, ρ > 0 define supBρ Jµ − Jµ (u) . kuk<ρ ρp − kukp

ϕµ (ρ) := inf

(2.4)

and ψµ (ρ) := sup Jµ . Bρ

We claim that, under our assumptions, there exist µ, ρ > 0 such that 1 ϕµ (ρ) < , p that is, there exist µ, ρ > 0 such that 1 ψµ (ρ) − ψµ (σ) inf < . σ<ρ ρp − σ p p Notice that by putting σ = ρ − ε, for some ε > 0 ψµ (ρ) − ψµ (σ) ψµ (ρ) − ψµ (ρ − ε) = p p ρ −σ ρp − (ρ − ε)p − ρε ψµ (ρ) − ψµ (ρ − ε) = · p−1 , ε ρ [(1 − ρε )p − 1]

(2.5)

8

FRANCESCA FARACI AND CSABA FARKAS

so that (2.5) is fulfilled if there exist µ, ρ > 0 such that lim sup ε→0+

ψµ (ρ) − ψµ (ρ − ε) < ρp−1 . ε

(2.6)

We are going to estimate the left hand side of (2.6). If µ, ρ > 0, 0 < ε < ρ, by using (g) and (Λ) we obtain Z Z ρv(x) ψµ (ρ) − ψµ (ρ − ε) 1 p∗ −1 µ|t| + |g(t)|dt dx ≤ sup ε ε kvk≤1 Ω (ρ−ε)v(x) ∗

p −q ∗ ∗ ∗ κpp∗ µ ρp −(ρ − ε)p κqp∗ |Ω| p∗ ρq −(ρ − ε)q ≤ + c1 p∗ ε q ε p∗ −r p∗ −1 κrp∗ |Ω| p∗ ρr −(ρ − ε)r + c2 + c3 κp∗ |Ω| p∗ . r ε

Therefore p∗ −q p∗ −r p∗ −1 ∗ ψµ (ρ) − ψµ (ρ − ε) ∗ lim sup ≤ µκpp∗ ρp −1 + c1 κqp∗ |Ω| p∗ ρq−1 + c2 κrp∗ |Ω| p∗ ρr−1 + c3 κp∗ |Ω| p∗ ε ε→0 = Λ(µ, ρ). From the assumptions, there exist (µ, ρ) fulfilling (2.3) (see Lemma 2.1) such that Λ(µ, ρ) < ρp−1 so that (2.5) is fulfilled. Condition (2.5) implies the existence of u0 ∈ W01,p (Ω) with ku0 k < ρ such that 1 Eµ (u0 ) < ρp − Jµ (u) p

(2.7)

for every u ∈ Bρ . Since the energy Eµ is sequentially weakly lower semicontinuous in Bρ , its restriction to the ball has a global minimum u∗ . If ku∗ k = ρ, then, from (2.7) 1 Eµ (u∗ ) = ρp − Jµ (u∗ ) > Eµ (u0 ), p a contradiction. It follows that u∗ is a local minimum for Eµ with ku∗ k < ρ, hence in particular, a weak solution of problem (Pµ ). By Lemma 2.2, it follows that u∗ is a classical solution of (Pµ ).  Remark 2.3. When g(0) = 0 it is clear that 0 is a solution of (Pµ ). Hence, it turns out to be essential to prove that 0 is not a local minimum for Eµ (see Section 3). Remark 2.4. From assumption (g), it follows that p∗ −q µ ∗ c1 1 ∗ (2.8) kukp − ∗ κpp∗ kukp − κqp∗ |Ω| p∗ kukq p p q p∗ −r p∗ −1 c2 r − κp∗ |Ω| p∗ kukr − c3 κp∗ |Ω| p∗ kuk ≡ α(kuk). r Since Eµ (0) = 0, it is clear that if there exists ρ > 0 small enough such that α(ρ) > 0, then, from the lower semicontinuity of Eµ on Bρ (0), the thesis of Theorem 2.1 follows at once. However our result can be applied also when this situation does not occur (see Example 3.1).

Eµ (u) ≥

ON A QUASILINEAR PROBLEM

9

3. Applications of the Theorem 2.1 This section is devoted to provide some examples of nonlinearities complying with the assumptions of Theorem 2.1. Beside a general growth condition on g we require a suitable algebraic inequality to be satisfied. A simple way of ensuring it, is to check its validity in the ρ variable at zero or at infinity (see Examples 1-4 below), but it is not the only one (see Example 5). The first three examples deal with the case µ = 1. For simplicity of notations, put E = E1 , Λ(ρ) = Λ(1, ρ). 3.1. First application. Let f : R → R such that (f ) |f (u)| ≤ c1 |u|q−1 for some c1 > 0, q > p, and define, for positive λ, the function gλ : R → R by gλ (u) = f (u) + λ. Then, the function Λ reads as ∗

∗ −1

Λ(ρ) = κpp∗ ρp

+ c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + λκp∗ |Ω|

If we denote by ∗

¯ = max λ

ρp−1 − κpp∗ ρp

∗ −1

− c1 κqp∗ |Ω|

p∗ −q p∗

p∗ −1 p∗

.

ρq−1

p∗ −1 p∗

ρ≥0

κp∗ |Ω| ¯ then, there exists 0 < λ ≤ λ such that for every λ ∈]0, λ∗ [ there exists 0 < ρλ < ρ∗ such that Λ(ρλ ) < ρp−1 λ . Hence, condition (Λ) holds. Also, it is clear that 0 is not a local minimum of E . Hence, for λ < λ∗ , the problem  ∗ −∆p u = |u|p −2 u + f (u) + λ, in Ω u = 0, on ∂Ω ∗

has a classical solution uλ and kuλ k → 0 as λ → 0. For similar problems, studied with different approaches, see [3], [4], [7], [8], [18]. 3.2. Second application. Let f : R → R satisfying (f ), 1 < r < p and define, for positive λ, the function gλ : R → R by gλ (u) = f (u) + λ|u|r−2 u. Then, the function Λ reads as ∗

∗ −1

Λ(ρ) = κpp∗ ρp

+ c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + λκrp∗ |Ω|

p∗ −r p∗

ρr−1 .

As above, there exists λ∗ > 0 such that for every λ ∈]0, λ∗ [, there exist ρλ > 0 small enough such that Λ(ρλ ) < ρp−1 λ . Moreover 0 is not a local minimum of E . Indeed, fix 1,p v ∈ W0 (Ω), v 6= 0 and τ > 0. Then, ∗ 1 1 ∗ c1 c2 E (τ v) ≤ τ p kvkp − ∗ τ p kvkpp∗ + τ q kvkqq − τ r kvkrr < 0 p p q r ∗ for τ small enough. Hence, for λ < λ , the problem:  ∗ −∆p u = |u|p −2 u + f (u) + λ|u|r−2 u, in Ω u = 0, on ∂Ω has a nontrivial classical solution uλ and kuλ k → 0 as λ → 0. Similar problems have been treated in [3], [9], [11] for combination of pure power terms.

10

FRANCESCA FARACI AND CSABA FARKAS

3.3. Third application. Let f : R → R satisfying (f ) with q = p and define, for positive λ, the function gλ : R → R by gλ (u) = λ(f (u) + c3 ), (c3 6= 0). Then, the function Λ reads as ∗

Λ(ρ) = κpp∗ ρp

∗ −1

+ λc1 κpp∗ |Ω|

p∗ −p p∗

ρp−1 + λc3 κp∗ |Ω|

p∗ −1 p∗

.

As above, there exists λ∗ > 0 such that for every λ ∈]0, λ∗ [ there exists ρλ > 0 small ∗ enough such that Λ(ρλ ) < ρp−1 λ . Hence, condition (Λ) holds and for λ < λ , the problem  ∗ −∆p u = |u|p −2 u + λ(f (u) + c3 ), in Ω (Pλ ) u = 0, on ∂Ω has a classical solution uλ and kuλ k → 0 as λ → 0. 3.4. Fourth application. Let 1 < r < p and g : R → R the function defined by g(u) = c2 |u|r−2 u + c3 with c2 , c3 ≥ 0, not both zero. Then, the function Λ reads as ∗

∗ −1

Λ(µ, ρ) ≡ µκpp∗ ρp

+ c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 + c3 κp∗ |Ω|

p∗ −1 p∗

.

Let ρ big enough such that c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 + c3 κp∗ |Ω|

p∗ −1 p∗

< ρp−1 .

We can choose µ∗ small enough (eventually smaller than the µ∗ of Lemma 2.1) such that for every µ < µ∗ , Λ(µ, ρ) < ρp−1 . Also, for every µ > 0, 0 is not a local minimum of Eµ . Hence, for every µ < µ∗ , the problem  ∗ −∆p u = µ|u|p −2 u + c2 |u|r−2 u + c3 , in Ω u = 0, on ∂Ω has a classical solution. We conclude this section with a concrete example. Example 3.1. Let N = 5, p = 2 and Ω ⊂ RN with |Ω| = 1. Define g : R → R by g(u) = 10u2 + 5. In this framework, q = 3, 10 2∗ = , 3 2 . κ2∗ = √ 15π 3/5 The function Λ turns out to be 10

7

Λ(µ, ρ) = µκ23∗ ρ 3 + 10κ32∗ ρ2 + 5κ2∗ . It is easy to see that condition (Λ) is fulfilled at some positive ρ. Hence, for every 0 < µ ≤ 54 , the problem  4 −∆u = µ|u| 3 u + 10u2 + 5, in Ω u = 0, on ∂Ω

ON A QUASILINEAR PROBLEM

11

has a classical solution. Notice that if kuk = ρ, the function α in (2.8) is given by 1 10 10 10 10 α(ρ) = ρ2 − µκ23∗ ρ 3 − κ32∗ ρ3 − 5κ2∗ ρ. 2 3 3 It is easy to see that for every µ > 0, and every ρ > 0, α(ρ) < 0. 4. A quasilinear problem with critical and singular nonlinearities In the present section we deal with the following quasilinear problem  ∗  −∆p u = µup −1 + cus−1 + g(u), in Ω u > 0, in Ω  u = 0, on ∂Ω

(Qµ )

where 0 < s < 1, c > 0, g : [0, +∞[→ [0, +∞[, is a nonnegative function such that (˜ g) there exist 1 < r < p ≤ q < p∗ , and non negative constants ci , i = 1, 2 such that g(u) ≤ c1 uq−1 + c2 ur−1 for all u ≥ 0. By a weak solution of (Qµ ) we mean a function u ∈ W01,p (Ω) such that u > 0 a.e. in Ω, and us−1 ϕ ∈ L1 (Ω) and Z Z Z Z p−2 p∗ −1 s−1 |∇u| ∇u∇ϕ = µ u ϕ + c u ϕ + g(u)ϕ Ω







W01,p (Ω).

for every ϕ ∈ Denote as usual u+ = max{0, u} and u− = max{0, −u}. Let Fµ : W01,p (Ω) → R the energy functional associated to (Qµ ) that is, Z Z Z Z 1 µ c p p∗ s Fµ (u) = |∇u| − ∗ (u+ ) − (u+ ) − G(u+ ). p p s Ω







As in Lemma 2.1, one has: Lemma 4.1. For any u ∈ W01,p (Ω) the following holds: ! p∗1−p ∗ 1 p (I) for every µ > 0 and for every 0 < ρ < ρ∗ ≡ , the restriction ∗ µ 2p∗ +p−2 pκpp∗ of Fµ to Bρ (u) is sequentially weakly lower semicontinuous; 1 p∗ (II) for every ρ > 0 and for every 0 < µ < µ∗ ≡ p∗ −p p∗ +p−2 p∗ , the restriction of ρ 2 pκp∗ Fµ to Bρ (u) is sequentially weakly lower semicontinuous. In the same spirit of Theorem 2.1, one has: Theorem 4.1. Let g : [0, +∞[→ [0, +∞[ be a continuous, non negative function satisfying assumption (˜ g). Consider for µ > 0 and ρ > 0, ∗ ∗ ˜ Λ(µ, ρ) ≡ µκpp∗ ρp −1 + cκsp∗ |Ω|

p∗ −s p∗

ρs−1 + c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1

12

FRANCESCA FARACI AND CSABA FARKAS

and assume that for some positive µ and ρ such that µρp

∗ −p

<

p∗ , 2p∗ +p−2 pκp∗ p∗ 1

the following inequality holds: ˜ ˜ Λ(µ, (Λ) ρ) < ρp−1 . Then, problem (Qµ ) has a weak solution u∗ with ku∗ k < ρ. ˜ ensures that Fµ has a local minimum Proof. As in the proof of Theorem 2.1, condition (Λ) u in Bρ for suitable µ’s and ρ’s. Due to the presence of the singular term, 0 is not a local minimum of the energy. Indeed, if v ∈ W01,p (Ω) is positive in Ω and τ > 0, then, ∗

∗ c1 τ q c2 τ r µτ p cτ s τp kvkss + kvkqq + kvkrr Fµ (τ v) ≤ kvkp − ∗ kvkpp∗ − p p s q r

and the latter is negative as τ → 0+ . It remains to prove that u is a weak solution of (Qµ ). Let us first prove that u > 0 a.e. in Ω. For t > 0 small enough, one has u + tu− ∈ Bρ and (u + tu− )+ = u+ . So, Fµ (u + tu− ) − Fµ (u) t   ∗ ∗ Z (u + tu− )p+ − up+ 1 ku + tu− kp − kukp µ = − ∗ p t p Ω t Z Z s s (u + tu− )+ − u+ G((u + tu− )+ ) − G(u+ ) c − − s Ω t t   ΩZ p p 1 ku + tu− k − kuk → |∇u|p−2 ∇u∇u− = −ku− kp . = p t Ω

0 ≤

From the above computation, it follows that u− = 0, so u ≥ 0 a.e. in Ω. Assume that there exists a set of positive measure A such that u = 0 in A. Let ϕ : Ω → R be a function in W01,p (Ω), positive in Ω. For t > 0 small enough, the function u + tϕ ∈ Bρ and (u + tϕ)s > us a.e. in Ω, so 0 ≤ = − < −

Fµ (u + tϕ) − Fµ (u) t   Z ∗ ∗ 1 ku + tϕkp − kukp µ (u + tϕ)p − up − ∗ p t p Ω t Z Z Z s s c c (u + tϕ) − u G((u + tϕ)) − G(u) ϕ− − 1−s st s Ω\A t t A Ω   Z ∗ ∗ 1 ku + tϕkp − kukp µ (u + tϕ)p − up − ∗ p t p Ω t Z Z c G((u + tϕ)) − G(u) ϕ− → −∞ as t → 0+ . 1−s st t A Ω

The contradiction ensures that u > 0. Let us prove now that us−1 ϕ ∈ L1 (Ω) for all ϕ ∈ W01,p (Ω)

(4.1)

ON A QUASILINEAR PROBLEM

13

and Z

p−2

|∇u|

Z ∇u∇ϕ − µ

u



p∗ −1

Z ϕ−c



u

Z

s−1

ϕ−



g(u)ϕ ≥ 0

(4.2)



for all ϕ ∈ W01,p (Ω), ϕ ≥ 0. Choose ϕ ∈ W01,p (Ω), ϕ ≥ 0. Fix a decreasing sequence {tn } ⊆]0, 1] with limn tn = 0. The functions hn (x) =

(u(x) + tn ϕ(x))s − u(x)s tn

are measurable, non-negative and limn hn (x) = su(x)s−1 ϕ(x) for a.e. x ∈ Ω. From Fatou’s lemma, we deduce Z Z 1 s−1 u ϕ ≤ lim inf hn . (4.3) s n Ω Ω As above, Fµ (u + tn ϕ) − Fµ (u) tn Z Z ∗ ∗ 1 ku + tn ϕkp − kukp µ c (u + tn ϕ)p − up hn = − ∗ − p tn p Ω tn s Ω Z G(u + tn ϕ) − G(u) − tn Ω

0 ≤

so, from (4.3) passing to the liminf in the above inequality we deduce at once claim (4.1) (it is enough to prove the integrability for a nonnegative test function) and Z c

u

s−1

Z ϕ≤

p−2

|∇u|



Z

p∗ −1

∇u∇ϕ − µ



u

Z ϕ−



g(u)ϕ, Ω

which is claim (4.2). In what follows we adapt the argument of [16] (see the proof of Theorem 1). Let ε ∈]0, 1[ such that (1 + t)u ∈ Bρ for all t ∈ [−ε, ε]. The function α(t) = Fµ ((1 + t)u) has a local minimum in zero and Fµ ((1 + t)u) − Fµ (u) 0 = α0 (0) = lim t→0 tZ Z Z Z ∗ p p s = |∇u| − µ u − c u − g(u)u. Ω







So, Z

p

Z

|∇u| = µ Ω

p∗

Z

u +c Ω

s

Z

u + Ω

g(u)u Ω

(4.4)

14

FRANCESCA FARACI AND CSABA FARKAS

Let ϕ ∈ W01,p (Ω) and plug into (4.2) the test function v = (u + εϕ)+ . Hence, by using (4.4), and bearing in mind that g is non negative, we have Z Z ∗ p−2 |∇u| ∇u∇(u + εϕ) − µ up −1 (u + εϕ) 0 ≤ {u+εϕ≥0} {u+εϕ≥0} Z Z us−1 (u + εϕ) − g(u)(u + εϕ) − c {u+εϕ≥0} {u+εϕ≥0} Z Z Z Z ∗ p p−2 p∗ |∇u| + ε |∇u| ∇u∇ϕ − µ u − εµ up −1 ϕ = Ω Ω Z ZΩ Z ZΩ − c us − εc us−1 − g(u)u − ε g(u)ϕ Ω Ω Z Ω Z Ω Z ∗ p p−2 − |∇u| − ε |∇u| ∇u∇ϕ + µ up −1 (u + εϕ) {u+εϕ<0} {u+εϕ<0} {u+εϕ<0} Z Z g(u)(u + εϕ) us−1 (u + εϕ) + + c {u+εϕ<0} {u+εϕ<0}  Z Z Z Z p−2 p∗ −1 s−1 |∇u| ∇u∇ϕ − µ u ϕ − c u ϕ − g(u)ϕ ≤ ε Ω Ω Ω Ω Z − ε |∇u|p−2 ∇u∇ϕ. {u+εϕ<0}

Notice that as ε → 0, the measure of the set {u + εϕ < 0} → 0, so Z |∇u|p−2 ∇u∇ϕ → 0. {u+εϕ<0}

Hence, dividing by ε, and passing to the limit as ε → 0, we get that Z Z Z Z p−2 p∗ −1 s−1 |∇u| ∇u∇ϕ − µ u ϕ − c u ϕ − g(u)ϕ ≥ 0. Ω







From the arbitrariness of ϕ, we get at once that u is a weak solution of (Qµ ). The proof is concluded.  5. Applications of the Theorem 4.1 ˜ In this section we give two examples of applications of the above result. Put Λ(ρ) = ˜ Λ(1, ρ). 5.1. First application. Let f : [0, +∞[→ [0, +∞[ be a non negative continuous function such that (f ) f (u) ≤ c1 uq−1 for some c1 > 0, q > p, and define, for positive λ, the function gλ : [0, +∞[→ R by gλ (u) = f (u) + λur−1 . ˜ reads as Let also µ = 1 and c = λ. Then, the function Λ ˜ ˜ ρ) = κpp∗∗ ρp∗ −1 + λκsp∗ |Ω| Λ(ρ) ≡ Λ(1,

p∗ −s p∗

ρs−1 + c1 κqp∗ |Ω|

p∗ −q p∗

ρq−1 + λκrp∗ |Ω|

p∗ −r p∗

ρr−1

ON A QUASILINEAR PROBLEM

15

It is easy to see that there exists λ∗ > 0 such that for every λ ∈]0, λ∗ [, there exists ρλ ˜ λ ) < ρp−1 . Hence, condition (Λ) ˜ holds and for λ ∈]0, λ∗ [, the small enough such that Λ(ρ λ problem  ∗  −∆p u = up −1 + f (u) + λ(ur−1 + us−1 ), in Ω u > 0, in Ω  u = 0, on ∂Ω has a weak solution uλ and kuλ k → 0 as λ → 0. 5.2. Second application. Let 1 < r < p and g : [0, +∞[→ [0, +∞[ be a non negative continuous function such that, for some c2 ≥ 0, g(u) ≤ c2 ur−1

for all u ≥ 0.

˜ reads as Then, the function Λ ∗ ∗ ˜ Λ(µ, ρ) ≡ µκpp∗ ρp −1 + cκsp∗ |Ω|

p∗ −s p∗

ρs−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 .

Let ρ big enough such that κsp∗ |Ω|

p∗ −s p∗

ρs−1 + c2 κrp∗ |Ω|

p∗ −r p∗

ρr−1 < ρp−1 .

Then, we can choose µ∗ (smaller than the µ∗ of Lemma 2.1) such that for every µ < µ∗ , ˜ Λ(µ, ρ) < ρp−1 . Hence, for every µ < µ∗ , the problem  ∗  −∆p u = µup −1 + cus−1 + g(u), in Ω u > 0, in Ω  u = 0, on ∂Ω has a weak solution. Acknowledgements. The first author is member of the Gruppo Nazionale per l’ Analisi Matematica, la Probabilit`a e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM). The second author was supported by the grant CNCS-UEFISCDI, project no. PN-II´ ID-PCE-2011-3-0241 and by TAMOP 4.2.4. A/2-11-1-2012-0001 ”National Excellence Program Elaborating and operating an inland student and researcher personal support system”. The project was subsidized by the European Union and cofinanced by the European Social Fund. References [1] G. Anello, G. Cordaro, An existence and localization theorem for the solutions of a Dirichlet problem, Ann. Polon. Math., 83 (2004) 107–112. [2] G. Arioli, F. Gazzola, Some results on p−Laplace equations with a critical growth term, Differential Integral Equations, 11 (1998) 311–326. [3] H. Brezis and L. Nirenberg, Positive solutions of nonlinear elliptic equations involving critical Sobolev exponent, Comm. Pure Appl. Math., 36 (1983) 437–477. [4] J. Chabrowski, On Multiple solutions for the nonhomogeneous p-Laplacian with a critical Sobolev exponent, Differential Integral Equations, 8 (1995) 705–716. [5] E. DiBenedetto, C 1+α local regularity of weak solutions of degenerate elliptic equations, Nonlinear Anal. 7 (1983) 827-850. [6] F. Faraci, V. Moroz, Solutions of Hammerstein equations via a variational principle, J. Integral Equations Appl., 15 (2004) 385–402. [7] J. Garcia Azorero and I. Peral Alonso, Existence and non-uniqueness for the p-Laplacian, Commun. Partial Diff. Equations, 12 (1987) 1389–1430.

16

FRANCESCA FARACI AND CSABA FARKAS

[8] J. Garcia Azorero and I. Peral Alonso, Multiplicity of solutions for elliptic problems with critical exponent or with a nonsymmetric term, Trans. Am. Math. Soc., 323 (1991) 887–895. [9] Y. X. Huang, Positive solutions of certain elliptic equations involving critical Sobolev exponents, Nonlinear Anal., 33 (1998) 617–636. [10] G.M. Lieberman, Boundary regularity for solutions of degenerate elliptic equations, Nonlinear Anal., 12 (1988) 1202–1219. [11] H. Lin, Positive solutions for nonhomogeneous elliptic equations involving critical Sobolev exponent, Nonlinear Anal., 75 (2012) 2660–2671. [12] P. Lindqvist, On the equation div (|∇u|p−2 ∇u) + λ|u|p−2 u = 0 , Proc. Amer. Soc. 109 (1990), 157–164. [13] P.L. Lions, The concentration-compactness principle in the calculus of variations. The limit case. I. Rev. Mat. Iberoamericana, 1 (1985) 145–201. [14] B. Ricceri, A general variational principle and some of its applications, Fixed point theory with applications in nonlinear analysis, J. Comput. Appl. Math., 113 (2000) 401–410. [15] M. Squassina, Two solutions for inhomogeneous nonlinear elliptic equations at critical growth, Nonlinear Differ. Equ. Appl., 11 (2004) 53–71. [16] Y. Sun, S. Wu, Y. Long, Combined effects of singular and superlinear nonlinearities in some singular boundary value problems, J. Differential Equations, 176 (2001) 511–531. [17] G. Talenti, Best constants in Sobolev inequality, Ann. Mat. Pura Appl., 110 (1976) 353–372. [18] G. Tarantello, On nonhomogeneous elliptic equations involving critical Sobolev exponent, Ann. Inst. H. Poincar´e, 9 (1992) 281–304. [19] P. Tolksdorf, Regularity for a more general class of quasilinear elliptic equations, J. Differential Equations 51 (1984) 126–150. [20] X. Wang, L. Zhao, P. Zhao, Combined effects of singular and critical nonlinearities in elliptic problems, Nonlinear Anal., 87 (2013) 1–10. [21] M. Willem, Minimax theorems, Progress in Nonlinear Differential Equations and their Applications 24, Birkh¨ auser, Boston, 1996. [22] H. Zou, On positive solutions of quasi-linear elliptic equations involving cricitical Sobolev growth, J. Funct. Anal., 263 (2013) 4034–4058. Department of Mathematics and Informatics, University of Catania E-mail address: [email protected] Department of Mathematics and Informatics, Babes¸-Bolyai University Cluj-Napoca, E-mail address: [email protected]

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